Circle8 is a cloud platform designed to streamline the entire compliance process and let you focus on delivering optimal financial advice.
It helps compliance managers to gain visibility and efficiency and optimize the advice process.
It gives financial planners and advisors greater confidence and certainty, and reduces business risk.
It allows AFSL's and dealer groups to focus on delivery and to improve service - and ultimately increase business value.
Meeting a client's need is not a one-off event but a series of engagements underpinned by a variety of documentation and paperwork.
Leveraging powerful AI capabilities the Circle8 compliance management solution can automatically analyse all the documents used during a client engagement and capture the critical elements - thus building a virtual map of the relationship with the client.
Let us streamline your compliance
Capabilities of the Circle8 solution include;
Simplified Document Filing
Streamline the document filing process and increase speed and efficiency in exploring the available files
Document Content Analysis
Automated analysis and capture of key document components - ensuring alignment to guidelines and client needs
Ensuring documents are signed, correct FSG and PDS are provided , FDS are correctly dated, plus more
Client Specific Analysis
Ensuring documents align to the clients specific objectives and criteria
Client Engagement Map
Intuitive and powerful dashboards outlining the engagement with the clients
Insights and Exceptions
Powerful business insights capabilities that allow you to identify problems and develop business insights
Future Activity Planning
Providing guidance on future work that needs to be undertaken, based on the learnings of the current documents
Develop & Monitor KPIs that help the continued improvements in delivery and compliance process